Ali Anum

Senior Manager

• Carried out client onboarding and relationship management from various jurisdictions such as USA, Europe, GCC and Asia mainly offshore corporate entities with complex structure and high net worth individuals.
• Implemented and developed operational standards for KYC/CDD, EDD, Risk profiling, PEP screening and ongoing due diligence in line with latest AML/ CFT policies and procedures ensuring prevention of finance crime.
• Conducted periodical review of KYC/CDD and risk assessment of existing clients.
• Conducted periodical revision of banks procedure manuals for client onboarding and operations, cross border payments ensuring they are in accordance with latest regulations.
• Verified treasury deals for placements, swap, outright and supervised bank to bank treasury settlements.
• Ensured proper execution of cross border wires in accordance with latest AML regulations.
• Reviewed and approved timely responses for correspondent bank investigation queries.
• Monitored reporting of CRS/FATCA.
• Examined and approved day-to-day incoming and outgoing Swift Messages related to wires and settlements.
• Monitored annual sanction and PEP screening process through screening tools such as WorldCheck and SafeWatch.
• Carried out and monitored daily financial and non financial transactions.
• Acted as point of contact with difference stakeholders within bank.
• Worked as acting DMLRO for the year 2021-2022 and assisted MLRO in compliance functions.

Manager

• Supervised onboarding of new clients, both individual and corporate and ensured proper KYC documentation.
• Conducted ongoing KYC/CDD and risk profiling of existing clients in compliance with AML/CFT regulations.
• Accomplished multiple tasks within established timeframes in a retail bank.
• Cross-trained existing employees to maximize team agility and performance.
• Maximized performance by monitoring daily activities and mentoring team of around 20 Managers/Officers.
• Communicated with different internal and external stakeholders.
• Managed overall operations of retail branches having mid and large-size portfolio.

Assistant Manager

• Conducted trade transactions in a retail bank mainly open account transaction, bank contract and import/ export advance payments.
• Processed applications for letter of credits.
• Processed car financing and other financing products
• Managed term deposit portfolio.

Officer Grate - I

• Onboarded new clients and conducted KYC/CDD in compliance with AML/CFT policies
• Retained and grew portfolio of relationships by presenting ideas tailored to customers banking needs.
• Worked with clients to address and respond to client and partnership management issues.

Officer Grate - II

• Conducted client onboarding process.
• Conducted due diligence and prepared KYC/CDD and risk profiles of new and existing customers.